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Rick S Withers

Epiq Capital Group, LLC

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About Rick S Withers

Rick Withers is an investment advisor representative at Epiq Capital Group, LLC with over 10 years of experience in the industry. Rick is a Certified Financial Planner™ and is registered with the state of California. Rick is Series 3, 22, 63, and 65 licensed and has been with Epiq Capital Group, LLC since 2018. Rick previously worked at First Republic Securities Company, LLC. Rick helps individual investors, families, and pooled investment vehicles with their investment planning.

Firm Information

Rick Withers is currently registered with Epiq Capital Group, LLC. Epiq Capital Group, LLC is an investment advisor based in San Francisco, CA. The firm manages approximately $4.94 billion in assets for 896 clients. They offer a variety of investment services including portfolio management for individuals, businesses, and pooled investment vehicles. The firm also provides advisory services for the selection of other advisors.
Epiq Capital Group, LLC

1 LOMBARD ST. #200

SAN FRANCISCO, CA 94111

$4.94B

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Rick Withers’s Registration & Firm History

CA

07/06/2020 - Present

Epiq Capital Group, LLC (SAN FRANCISCO CA)

CA

02/26/2013 - 07/11/2016

FIRST REPUBLIC SECURITIES COMPANY, LLC (MENLO PARK CA)

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Licenses & Designations

BC

Issued 02/04/2013

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/03/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/11/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2013

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/28/2012

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rick S Withers.
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