Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Reissman is a financial advisor with J.P. Morgan Securities LLC, and is registered with both FINRA and the Securities and Exchange Commission. Rick's experience in the financial industry spans over 16 years. Rick has held previous positions at Amherst Pierpont and RBS Securities Inc. Rick Reissman holds the Series 7, Series 63, and Series 65 licenses. Rick has a total of 53 approved state registrations for securities and 2 for investment advisory services. Rick is also a board member of the Yale Club of the Palm Beaches.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
FL
11/29/2023 - Present
J.p. Morgan Securities LLC (Palm Beach FL)
CT
05/05/2014 - 08/15/2016
AMHERST PIERPONT (WESTPORT CT)
CT
08/09/2006 - 04/02/2014
RBS SECURITIES INC. (STAMFORD CT)
NY
06/02/2004 - 07/23/2004
DENTE, JOSEPH DENNIS (NEW YORK NY)
IA
Issued 11/29/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/11/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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