Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Staggs is a financial advisor with Commonwealth Financial Network, a firm with over 3,000 advisors and nearly $200 billion in assets under management. Rick has been in the financial services industry since 1984 and has served clients throughout California and other states. Rick is also a Certified Financial Planner and offers financial planning, retirement planning, and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/22/2011 - Present
Commonwealth Financial Network (FRESNO CA)
CA
07/23/1984 - 07/26/2011
MML INVESTORS SERVICES, LLC (FRESNO CA)
NA
07/23/1984 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/20/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Rick Staggs is the right advisor for you? Invested Better is here to help.
