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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick O'Neal is a financial advisor in Olathe, KS. Rick is associated with Madison Avenue Securities, LLC, and has been in the industry since January 28, 2013. Rick specializes in Financial Planning, Pension Consulting, and Portfolio Management for individuals and businesses. Rick is licensed to provide securities advice in Kansas and Texas. Rick is also a registered Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
12/12/2019 - Present
Madison Avenue Securities, LLC (Olathe KS)
KS
07/28/2016 - 06/28/2019
CLIENT ONE SECURITIES LLC (Olathe KS)
KS
09/02/2015 - 08/11/2016
LINCOLN FINANCIAL SECURITIES CORPORATION (OLATHE KS)
KS
02/28/2011 - 09/30/2013
NYLIFE SECURITIES LLC (OLATHE KS)
IA
Issued 02/11/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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