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Rick Lynn Brown

State Farm VP Management Corp.

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About Rick Lynn Brown

Rick Lynn Brown has been a registered representative since May 1998. Rick has a Series 6 license, which permits Rick to sell mutual funds, variable annuities, and other investment company products. Rick also holds a Series 63 license which allows Rick to sell securities in Indiana, Kentucky, and Ohio. Rick is affiliated with State Farm VP Management Corp. and has a branch office located at 2021 Auburn Ave, Fl 2nd in Cincinnati, Ohio.

Firm Information

Rick Brown is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rick Brown’s Registration & Firm History

OH

05/14/1998 - Present

State Farm VP Management Corp. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 09/04/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rick Lynn Brown.
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