Unclaimed
Rick Lynn Brown has been a registered representative since May 1998. Rick has a Series 6 license, which permits Rick to sell mutual funds, variable annuities, and other investment company products. Rick also holds a Series 63 license which allows Rick to sell securities in Indiana, Kentucky, and Ohio. Rick is affiliated with State Farm VP Management Corp. and has a branch office located at 2021 Auburn Ave, Fl 2nd in Cincinnati, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
05/14/1998 - Present
State Farm VP Management Corp. (CINCINNATI OH)
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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