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Rick L Greenlee

THE O.n. Equity Sales Co.

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About Rick L Greenlee

Rick Greenlee has been in the financial services industry since 1989. Rick is a licensed securities professional in Missouri and Kansas. Rick is currently registered with The O.n. Equity Sales Co. Rick has also been previously registered with Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, New England Securities, MONY Securities Corp., and Cigna Securities, Inc. Rick holds the Series 6, Series 22 and SIE licenses.

Firm Information

Rick Greenlee is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rick Greenlee’s Registration & Firm History

MO

09/09/2020 - Present

THE O.n. Equity Sales Co. (Lee's Summit MO)

MO

05/13/2015 - 06/11/2019

THE O.N. EQUITY SALES COMPANY (Lee's Summit MO)

KS

04/12/2002 - 05/08/2015

LINCOLN FINANCIAL ADVISORS CORPORATION (OVERLAND PARK KS)

IN

04/12/2002 - 04/01/2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NY

07/23/1997 - 04/03/2002

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

10/15/1996 - 05/06/1997

MONY SECURITIES CORP. (NEW YORK NY)

NY

03/20/1992 - 10/25/1996

NEW ENGLAND SECURITIES (NEW YORK NY)

PA

10/19/1987 - 03/12/1992

CIGNA SECURITIES, INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 09/18/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/16/1987

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rick L Greenlee. Review regulatory record here.
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