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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Gabelman is an investment advisor representative with RBC Capital Markets, LLC. Rick has over 30 years of experience in the financial services industry. Rick has been registered with the Securities and Exchange Commission since 1983 and is currently licensed in 22 states. Prior to joining RBC Capital Markets, LLC, Rick worked at Morgan Stanley and Citigroup Global Markets Inc. Rick specializes in providing financial planning, portfolio management, and investment advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Rick also provides services to public and private employee benefit plans, endowment funds, foundations, family trusts, and various capital and operating funds. Rick is committed to providing his clients with personalized financial advice and strategies that are designed to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
01/17/2019 - Present
RBC Capital Markets, LLC (LINCOLN NE)
NE
06/01/2009 - 01/18/2019
MORGAN STANLEY (LINCOLN NE)
NE
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LINCOLN NE)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/02/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
04/22/1983 - 10/14/1985
DEAN WITTER REYNOLDS INC.
NA
06/19/1983 - 12/13/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
IA
Issued 05/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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