Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Soukup is a financial advisor with Cambridge Investment Research, Inc. in Dakota Dunes, SD. Rick has been in the financial industry since July 2003. Rick holds the Series 7 and Series 63 securities licenses. Rick is registered with FINRA and the states of Arizona, California, Colorado, Iowa, Michigan, Minnesota, Missouri, Nebraska, South Carolina, South Dakota, Tennessee, Texas, and Washington. Rick has been with Cambridge Investment Research, Inc. since October 2018. Previously, Rick was with BROKER DEALER FINANCIAL SERVICES CORP. and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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SD
10/20/2018 - Present
Cambridge Investment Research, Inc. (DAKOTA DUNES SD)
SD
08/16/2006 - 10/20/2018
BROKER DEALER FINANCIAL SERVICES CORP. (DAKOTA DUNES SD)
IA
07/22/2003 - 08/17/2006
EDWARD JONES (SIOUX CITY IA)
BC
Issued 07/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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