Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick John Fratus is a registered investment advisor representative in Texas. Rick currently works for Stafford Capital Partners Inc. Rick is also associated with Macquarie Capital (USA) Inc. which has a branch in Carlsbad, California. Rick previously held the position of a registered representative, but is no longer associated with that firm. Rick has passed the Series 63, Series 24 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
07/21/2014 - Present
Stafford Capital Partners Inc. (Austin TX)
CA
06/15/2006 - 07/15/2011
MACQUARIE CAPITAL (USA) INC. (CARLSBAD CA)
BC
Issued 06/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2008
Series 24 - General Securities Principal Examination
BC
Issued 06/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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