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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Jay Weber is an investment advisor representative at Avalan, LLC. Rick has been in the financial industry since 1985 and is licensed to sell securities in California. Rick specializes in providing financial planning, educational seminars, and portfolio management for individuals. He holds Series 7, Series 55, Series 63, and Series 65 licenses and has experience working with a variety of clients, including high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans. Rick is passionate about helping clients achieve their financial goals and believes in building long-lasting relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/15/2023 - Present
Avalan, LLC (SANTA BARBARA CA)
CT
05/15/2006 - 11/04/2008
JEFFERIES & COMPANY, INC. (STAMFORD CT)
NY
01/07/2002 - 10/18/2002
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
NY
11/25/1988 - 03/30/2001
ANGELO, GORDON & CO., L.P. (NEW YORK NY)
NA
11/19/1985 - 11/28/1988
L. F. ROTHSCHILD & CO. INCORPORATED
IA
Issued 02/10/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1998
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
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