Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Musantry is a financial advisor who has been in the industry since 2004. Rick is currently registered with Vanguard Marketing Corp. and is licensed in all states except Iowa. Rick has a wide range of experience in the financial services industry, including experience in securities, investment company products, and futures managed funds. Rick holds the Series 66, Series 7, Series 31 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/23/2005 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
03/18/2004 - 06/13/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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