Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Van Dinter is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Rick has been in the industry since 2005 and has a broad range of experience in financial services. Rick's primary focus is on providing investment advisory services to individuals and families. Rick holds the Series 6, 7, 63 and 65 licenses, as well as the SIE license, and is registered in multiple states. Rick also has a strong background in insurance and has served as an independent insurance agent for various insurance companies. Rick is committed to providing personalized financial advice to help clients reach their goals. In addition to his investment advisor responsibilities, Rick is also actively involved in the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WI
02/20/2018 - Present
Cambridge Investment Research Advisors, Inc. (Appleton WI)
WI
05/04/2005 - 12/11/2017
NYLIFE SECURITIES LLC (APPLETON WI)
IA
Issued 02/16/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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