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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Harbus is an investment advisor representative with HBW Advisory Services LLC, a registered investment advisory firm based in Simi Valley, California. Rick has been in the financial services industry since 1992 and holds a Series 63, Series 65, and Series 26 license. Rick specializes in providing financial planning, estate planning, and portfolio management services to individuals, businesses, and high-net-worth clients. He is also a licensed insurance agent, offering fixed insurance products. Rick is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/14/2013 - Present
HBW Advisory Services LLC (SIMI VALLEY CA)
CA
06/26/2017 - 10/29/2019
CETERA ADVISOR NETWORKS LLC (OXNARD CA)
CA
06/03/2011 - 07/24/2017
HBW SECURITIES LLC (OXNARD CA)
CA
10/15/1992 - 06/01/2011
PFS INVESTMENTS INC. (VENTURA CA)
IA
Issued 10/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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