Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Harold Jones is a financial advisor in Lake Havasu City, Arizona, with over 20 years of experience in the financial services industry. Rick currently works at Trek Financial, where Rick is registered as an Investment Advisor Representative. Rick has held previous positions at World Equity Group, Inc., AXA Advisors, LLC, MONY Securities Corporation, Trusted Securities Advisors Corp., and MML Investors Services, Inc. Rick holds Series 6, 7, 63 and 65 securities licenses. Rick is also a licensed insurance agent for life and health. Rick specializes in Financial Planning, Pension Consulting and Educational Seminars. Rick's firm, Trek Financial, manages over $2.2 Billion in assets. Rick primarily serves individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Rick is committed to providing personalized financial advice and solutions to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
08/28/2017 - Present
Trek Financial (Lake Havasu City AZ)
AZ
08/05/2015 - 12/16/2016
WORLD EQUITY GROUP, INC. (Lake Havasu AZ)
AZ
06/01/2005 - 08/06/2015
AXA ADVISORS, LLC (LAKE HAVASU CITY AZ)
NY
12/02/2003 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
08/09/2001 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
MA
03/05/2001 - 05/17/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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