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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Lorence is a registered Investment Advisor Representative with World Investment Advisors, LLC. Rick has been in the industry since 2004 and previously worked at several other firms including Pensionmark Securities, LLC, CapFinancial Securities, LLC, and Crews & Associates, Inc. Rick has passed the Series 66, Series 7, and Securities Industry Essentials (SIE) exams. Rick specializes in providing financial planning and portfolio management for individuals, businesses, pension plans, and pooled investment vehicles. Rick's firm provides services for a variety of client types, including charitable organizations, high-net-worth individuals, corporations, and pooled investment vehicles. Rick has a current registration in Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
07/27/2015 - Present
World Investment Advisors, LLC (LITTLE ROCK AR)
AR
09/01/2017 - 06/11/2018
PENSIONMARK SECURITIES, LLC (LITTLE ROCK AR)
AR
08/07/2015 - 09/01/2017
CAPFINANCIAL SECURITIES, LLC. (LITTLE ROCK AR)
AR
06/10/2013 - 08/11/2015
PURSHE KAPLAN STERLING INVESTMENTS (LITTLE ROCK AR)
AR
09/27/2010 - 07/03/2013
INVESTMENT PROFESSIONALS, INC. (HOT SPRINGS AR)
AR
11/30/2005 - 01/08/2010
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
TN
01/01/2004 - 11/14/2005
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 09/19/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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