Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Roberts has been in the financial services industry since 2001. Rick is currently registered with The Leaders Group, Inc. in Colorado. Rick has passed the Series 65, 66, 7 and SIE exams. Rick is a registered representative in Kansas. Rick has previous experience with FBL Marketing Services, LLC, NEXT FINANCIAL GROUP, INC., LINSCO/PRIVATE LEDGER CORP. and WADDELL & REED, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2018 - Present
THE Leaders Group, Inc. (LITTLETON CO)
KS
07/14/2016 - 09/07/2016
FBL MARKETING SERVICES, LLC (SALINA KS)
KS
05/27/2004 - 12/28/2015
NEXT FINANCIAL GROUP, INC. (SALINA KS)
SC
06/08/2000 - 05/27/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
KS
10/21/1998 - 08/19/1999
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 06/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/25/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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