Unclaimed
Rick Kennedy is a financial professional with over 20 years of experience in the industry. Rick is currently registered with J.P. Morgan Institutional Investments Inc. and holds a Series 7, Series 24, and Series 63 licenses. Rick Kennedy is registered in 52 states. Rick is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/26/2005 - Present
J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)
BC
Issued 09/08/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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