linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rick Dean Althoff

Tucker Asset Management LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rick? Claim Your Profile

About Rick Dean Althoff

Rick Althoff is a financial advisor with Tucker Asset Management LLC. Rick is registered with the state of South Dakota as an Investment Advisor Representative. Rick has over 30 years of experience in the financial industry. Rick holds the Series 6, Series 63 and Series 65 licenses and the designation of Chartered Financial Consultant. Prior to joining Tucker Asset Management LLC, Rick was a financial advisor at Financial Planning Associates.

Firm Information

Rick Althoff is currently registered with Tucker Asset Management LLC. Tucker Asset Management LLC is a registered investment advisor based in Littleton, Colorado. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. With 78 licensed agents and a focus on client relationships, Tucker Asset Management has over $476 million in regulatory assets under management.
Tucker Asset Management LLC

1520 WEST CANAL COURT

LITTLETON, CO 80120

$476.48M

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Shares in fees paid to third party investment advisers

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rick Althoff’s Registration & Firm History

CO

02/26/2021 - Present

Tucker Asset Management LLC (LITTLETON CO)

NY

06/19/2003 - 01/31/2005

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

05/03/1999 - 10/07/2002

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

07/12/1995 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

WI

12/14/1987 - 05/27/1993

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

02/04/1982 - 05/27/1993

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

Not sure if Rick Dean Althoff is right for you?

Licenses & Designations

IA

Issued 04/08/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/25/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/07/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Rick Dean Althoff. Review regulatory record here.
Not sure if Rick Dean Althoff is right for you?