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Rick Dakota Hart

Thrivent Investment Management Inc.

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About Rick Dakota Hart

Rick Dakota Hart is a registered investment advisor representative with Thrivent Investment Management Inc. based in Livonia, Michigan. Rick has been in the financial services industry since 2010. Rick is licensed to offer securities and investment advice in 20 states. Rick holds the Series 63 and Series 65 licenses and also has the Series 7 and SIE licenses. Rick specializes in providing financial planning and portfolio management services to individuals and families. Thrivent Investment Management Inc. is a financial services firm with over $14.8 billion in assets under management. The firm offers a variety of financial services, including investment management, financial planning, and insurance.

Firm Information

Rick Hart is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rick Hart’s Registration & Firm History

MI

09/24/2019 - Present

Thrivent Investment Management Inc. (Livonia MI)

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Licenses & Designations

IA

Issued 03/14/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/17/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rick Dakota Hart.
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