Unclaimed
Rick Clemons is a financial professional with over 30 years of experience in the financial services industry. Rick is currently registered with PFS Investments Inc. and is licensed to offer investment advice and securities products in Georgia and North Carolina. Rick has a broad range of experience in the financial services industry, including experience with Primerica Financial Services. Rick has passed the Series 6, Series 63, Series 65, and SIE exams. Rick has earned the Series 6TO designation. Rick is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
GA
09/13/2023 - Present
PFS Investments Inc. (MORROW GA)
NA
03/19/1993 - 12/31/1994
IFG NETWORK SECURITIES, INC.
NA
10/15/1987 - 04/02/1993
PFS INVESTMENTS INC.
IA
Issued 09/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/13/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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