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Rick Bernard Gutman

Forvis Mazars Wealth Advisors, LLC

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About Rick Bernard Gutman

Rick Gutman is a financial advisor with Forvis Mazars Wealth Advisors, LLC. Rick has been in the industry since 1982 and is a Certified Financial Planner. Rick holds Series 7 and Series 63 licenses and is registered to provide investment advice in Iowa, Kansas, Missouri, Nebraska, and Texas. Rick specializes in working with individuals, corporations, high-net-worth clients, charitable organizations, and pension and profit-sharing plans. Rick has extensive experience in financial planning, pension consulting, portfolio management, and educational seminars.

Firm Information

Rick Gutman is currently registered with Forvis Mazars Wealth Advisors, LLC. Forvis Mazars Wealth Advisors, LLC is an investment advisor headquartered in Springfield, MO. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and charitable organizations. With a focus on high-net-worth clients, the firm manages over $8.9 billion in assets. They are registered with the SEC and have a strong reputation for providing comprehensive and personalized wealth management services.
Forvis Mazars Wealth Advisors, LLC

910 EAST ST LOUIS ST

SPRINGFIELD, MO 65806

$8.92B

Assets Under Management

145

Total Clients

79

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rick Gutman’s Registration & Firm History

MO

01/03/2024 - Present

Forvis Mazars Wealth Advisors, LLC (Kansas City MO)

NA

09/03/1986 - 06/07/1988

THRIFT DISCOUNT BROKERAGE, INC.

NA

11/21/1984 - 07/24/1986

USLIFE EQUITY SALES CORP.

NA

03/30/1982 - 09/06/1983

FINANCIAL PLANNING CONSULTANTS, INC.

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Licenses & Designations

BC

Issued 04/22/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rick Bernard Gutman.
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