Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Dibernardo is a financial professional with over 20 years of experience in the industry. Rick has a strong background in providing investment advice and services to individuals and families. Rick holds a Series 7, Series 24, Series 63, Series 65 and Series 66 licenses. Rick currently works at Symetra Securities, Inc. Rick has previously worked at other firms such as Northern Lights Distributors, LLC, Foresters Financial Services, Inc., Nationwide Investment Services Corporation, Highmark Funds Distributors, LLC, Old Mutual Investment Partners, Evergreen Investment Services, Inc., Federated Securities Corp., Navellier Securities Corp., PaineWebber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Express Financial Advisors Inc. and IDS Life Insurance Company. Rick is registered to sell securities in California, Florida, Georgia, New Mexico, Pennsylvania, Texas, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
01/16/2024 - Present
Symetra Securities, Inc. (BELLEVUE WA)
NE
03/29/2021 - 10/09/2023
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NJ
05/10/2018 - 09/27/2019
FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)
OH
10/04/2013 - 01/03/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
CA
01/26/2010 - 09/18/2013
HIGHMARK FUNDS DISTRIBUTORS, LLC (LOS ANGELES CA)
CO
03/09/2006 - 07/27/2009
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
NC
05/26/2004 - 03/01/2006
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
PA
06/24/2003 - 05/26/2004
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
NV
11/02/2000 - 04/11/2003
NAVELLIER SECURITIES CORP. (RENO NV)
NJ
07/28/1997 - 10/19/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/12/1993 - 07/31/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
12/11/1992 - 03/15/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/11/1992 - 03/15/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 02/24/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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