Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Fuchs is an investment advisor representative with over 23 years of experience in the financial services industry. Rick currently works at LPL Financial LLC, where they have been registered since October 2023. Previously, Rick worked at Steward Partners Investment Solutions, LLC, Raymond James Financial Services, Inc., Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Sanford C. Bernstein & Co., LLC. Rick holds a Series 7, Series 31, and Series 66 license and has completed the Securities Industry Essentials Examination (SIE). Rick is also registered as an investment advisor in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/02/2023 - Present
LPL Financial LLC (BEE CAVE TX)
TX
05/27/2022 - 10/20/2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (AUSTIN TX)
TX
10/01/2020 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (AUSTIN TX)
TX
09/23/2013 - 10/06/2020
WELLS FARGO CLEARING SERVICES, LLC (AUSTIN TX)
TX
05/08/2003 - 09/25/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
NY
12/07/2000 - 05/27/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
08/22/2000 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 09/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
Not sure Rick Fuchs is the right advisor for you? Invested Better is here to help.
