Unclaimed
Rick Shamblin is a financial professional with over 17 years of experience in the industry. Rick is currently registered with Country Capital Management Co. in Blue Springs, MO. Rick holds Series 6, 63 and 65 licenses and is also a SIE exam holder. Rick's experience and qualifications allow him to help clients in Missouri, Kansas, Indiana, Illinois, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
06/02/2005 - Present
Country Capital Management Co. (Blue Springs MO)
IA
Issued 06/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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