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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Prosser is an investment advisor representative for Sound Income Strategies, LLC in Fort Lauderdale, Florida. Rick has been in the financial services industry since 2016 and has experience with a variety of financial products and services. Rick specializes in providing financial planning, portfolio management, and educational seminars for individuals and investment companies. Rick also holds Series 6, 63, and 65 licenses as well as the SIE exam. In addition to Rick's work as an investment advisor representative for Sound Income Strategies, LLC, Rick is also an insurance agent for North American Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
02/08/2019 - Present
Sound Income Strategies, LLC (FORT LAUDERDALE FL)
WV
12/20/2016 - 12/31/2018
ESSEX SECURITIES LLC (New Cumberland WV)
WV
10/03/2016 - 11/18/2016
CETERA ADVISORS LLC (NEW CUMBERLAND WV)
WV
03/15/2016 - 10/03/2016
INVESTORS CAPITAL CORP. (NEW CUMBERLAND WV)
IA
Issued 03/27/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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