Unclaimed
Rick Parsons is a registered representative with PFS Investments Inc. in Kokomo, IN. Rick Parsons has been in the industry since 2002. Rick Parsons has a Series 63, Series 26 and Series 6 license. Rick Parsons is also registered in Indiana. PFS Investments Inc. is a full-service investment firm that provides a wide range of financial products and services to individuals and businesses. The firm has been in business for many years and has a strong reputation for providing quality service and advice to its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IN
01/18/2022 - Present
PFS Investments Inc. (KOKOMO IN)
IN
01/21/2002 - 12/31/2021
PFS INVESTMENTS INC. (LAFAYETTE IN)
BC
Issued 03/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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