Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Healy is a financial advisor with over 40 years of experience in the financial services industry. Rick is registered with Southland Equity Partners, LLC and has previously worked with FSC Securities Corporation, American Express Financial Advisors Inc., IDS Securities Corp., IDS Financial Services Inc., and The Equitable Life Assurance Society of the United States. Rick offers a variety of financial services to individuals and high net worth individuals. Rick is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/02/2024 - Present
Southland Equity Partners, LLC (PIONEER CA)
CA
09/01/1987 - 11/03/2023
FSC SECURITIES CORPORATION (PIONEER CA)
NA
09/28/1982 - 09/18/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
07/14/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
09/28/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
NA
04/20/1982 - 09/13/1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 11/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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