Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Willoughby is a financial advisor with over 20 years of experience in the industry. Rick Willoughby currently works for Independent Financial Group, LLC and is registered with FINRA and several state regulatory authorities. Rick Willoughby specializes in providing financial planning, investment management, and pension consulting services. Rick Willoughby is registered with Independent Financial Group, LLC in Phoenix, Arizona and is licensed in multiple states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/21/2014 - Present
Independent Financial Group, LLC (PHOENIX AZ)
FL
01/29/2004 - 06/17/2004
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
09/28/2000 - 02/03/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
09/08/2000 - 10/09/2000
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IL
05/15/2000 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NA
04/04/1984 - 12/05/1984
CENTURY 21 SECURITIES CORPORATION
IA
Issued 09/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Rick Willoughby is the right advisor for you? Invested Better is here to help.
