Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Alan Lacher is a Dallas-based financial advisor with over 30 years of experience in the industry. Rick is currently registered with Houlihan Lokey Capital, Inc. and has held previous roles at Bear, Stearns & Co. Inc. Rick holds a Series 7, 24, 63, 79TO, and SIE. Rick's expertise spans across various financial services, including investment banking, wealth management, and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/21/2001 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
NY
11/23/1992 - 11/08/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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