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Rick Alan Davidson

American Trust Investment Services, Inc.

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About Rick Alan Davidson

Rick Davidson is a financial advisor with over 30 years of experience in the financial services industry. He has a deep understanding of the markets and a proven track record of success. He is currently affiliated with American Trust Investment Services, Inc., a firm committed to providing clients with personalized financial advice and wealth management solutions. Rick is dedicated to helping clients achieve their financial goals and has a passion for assisting them in navigating the complexities of the financial world.

Firm Information

Rick Davidson is currently registered with American Trust Investment Services, Inc.. American Trust Investment Services, Inc. is a corporation formed in December 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. The firm has reported 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rick Davidson’s Registration & Firm History

CA

01/26/2023 - Present

American Trust Investment Services, Inc. (San Clemente CA)

FL

07/31/2020 - 02/02/2023

AEGIS CAPITAL CORP. (MIAMI FL)

NY

06/16/2017 - 08/13/2020

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

05/17/2016 - 07/10/2017

JEFFERIES LLC (NEW YORK NY)

NY

06/01/2009 - 06/15/2016

MORGAN STANLEY (NEW YORK NY)

NY

12/12/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

11/03/2000 - 01/09/2009

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

02/11/1985 - 01/17/2003

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 11/26/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 15 public disclosures for Rick Alan Davidson. Review regulatory record here.
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