Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Smith is a financial advisor with over 23 years of experience in the industry. Rick is registered with State Farm VP Management Corp. in Indiana. Rick holds the Series 6, Series 63 and SIE licenses. Rick has been with State Farm VP Management Corp. since March 31, 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
03/31/2011 - Present
State Farm VP Management Corp. (Elkhart IN)
IL
02/02/1998 - 02/28/2011
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
BC
Issued 10/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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