Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richmond? Claim Your ProfileRichmond Stonewall Carter is a financial professional with over 15 years of experience in the financial services industry. Currently, Richmond is a Registered Representative of Morgan Stanley. Richmond has held previous roles with E*TRADE SECURITIES LLC and Ameriprise Financial Services, Inc.. Richmond's current registration began on 6/26/2024 and is active. Richmond has successfully passed a number of industry exams, including the Series 66, Series 7, and Series 99TO. Richmond holds a Series 66 license through the State of Georgia. Richmond is an active member of the financial community and is committed to providing clients with high-quality financial advice and services. The Morgan Stanley firm provides financial advice and services to individuals, families, businesses, and institutions. The firm is dedicated to providing a variety of financial products and services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
06/26/2024 - Present
Morgan Stanley (Alpharetta GA)
GA
05/03/2007 - 01/18/2017
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
07/11/2006 - 11/17/2006
AMERIPRISE FINANCIAL SERVICES, INC. (ATLANTA GA)
BOTH
Issued 01/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 06/26/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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