Unclaimed
Richmond Brierre Galbreath is a financial advisor with over 38 years of experience in the industry. Richmond is a Registered Representative and Investment Advisor Representative, and has a Series 63, Series 65, Series 7, Series 22, Series 24, and SIE licenses. Richmond holds the Chartered Financial Consultant designation. Richmond is currently registered with LPL Financial LLC in Florida, Louisiana, Texas, and Virginia. Previously, Richmond has worked with MONY Securities Corporation and PRUCO Securities Corporation. Richmond has a strong background in financial planning, portfolio management, and investment advisory services. Richmond has specialized expertise in various areas including Financial Planning, Retirement Planning, College Savings, Estate Planning, and Insurance. Richmond is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/23/2023 - Present
LPL Financial LLC (TAMPA FL)
NY
08/27/1998 - 10/31/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
10/16/1984 - 08/03/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/15/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/15/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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