Unclaimed
Richie Abraham is a financial professional with Two Sigma Securities, LLC. Richie has been active in the industry since February 13, 2024. Richie holds the Securities Industry Essentials Examination (SIE) and the Securities Trader Exam (Series 57TO) licenses. Richie's current registration with FINRA is active. Richie is registered in 23 SROs. Richie is located in Jersey City, New Jersey and is supervised from Jersey City, New Jersey and New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/14/2024 - Present
TWO Sigma Securities, LLC (Jersey City NJ)
BC
Issued 02/14/2024
Series 57TO - Securities Trader Exam
BC
Issued 02/05/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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