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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richey? Claim Your ProfileRichey Wayne Rogers is a financial advisor with over 28 years of experience in the financial industry. He is currently registered with Cuso Financial Services, LP and is a Certified Financial Planner. Richey has a wide range of experience working with individuals, high-net-worth individuals, corporations, and charitable organizations. He provides a variety of financial services including financial planning, portfolio management, and selection of other advisors. Richey is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2024 - Present
Cuso Financial Services, LP (Round Rock TX)
CO
03/03/2022 - 06/14/2024
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
12/10/2019 - 07/14/2020
SEALY INVESTMENT SECURITIES, LLC (DALLAS TX)
TX
11/12/2014 - 12/02/2019
PTX SECURITIES, LLC (Plano TX)
MN
03/20/2014 - 11/17/2014
LOCORR DISTRIBUTORS, LLC (EXCELSIOR MN)
IA
01/30/2012 - 02/01/2013
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
PA
08/19/1994 - 01/03/2011
HARTFORD LIFE DISTRIBUTORS, LLC (WAYNE PA)
TX
10/09/1993 - 07/05/1994
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
RI
04/30/1993 - 10/07/1993
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
06/26/1991 - 04/23/1993
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 06/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2015
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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