Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Zinman is a financial advisor with J.p. Morgan Securities LLC. Richard has been in the industry since 2004 and is registered in 23 states, including California, Michigan, Arizona, Florida, Georgia, and more. Richard also has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and UBS Financial Services Inc. Richard has earned the Series 7, Series 31, Series 66, and SIE licenses. Richard specializes in various areas including portfolio management for individuals and businesses, financial planning, and pension consulting. Richard is also registered as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
07/08/2021 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
11/14/2014 - 06/11/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CENTURY CITY CA)
CA
06/01/2009 - 11/19/2014
MORGAN STANLEY (BEVERLY HILLS CA)
CA
03/20/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
10/20/2004 - 04/07/2008
UBS FINANCIAL SERVICES INC. (CENTURY CITY CA)
BOTH
Issued 11/08/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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