Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Seitz is a financial advisor at Orion Portfolio Solutions, LLC in Omaha, NE. Richard has over 15 years of experience in the financial services industry. Richard is registered with the state of Nebraska and Pennsylvania. Richard is also a Registered Representative. Richard specializes in providing financial advice to individuals, businesses, and institutions. Richard has experience working with a variety of clients including high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high-net-worth. Richard has worked at a number of firms including Capital Brokerage Company, ASSETMARK FINANCIAL, INC., ASSETMARK BROKERAGE, LLC, and Brinker Capital Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio management for educational savings & able plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NE
01/17/2023 - Present
Orion Portfolio Solutions, LLC (OMAHA NE)
CA
08/15/2014 - 11/26/2018
ASSETMARK BROKERAGE, LLC (Encino CA)
VA
12/04/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
11/02/2012 - 11/22/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
01/03/2012 - 10/12/2012
LPL FINANCIAL LLC (HUNTINGTON BEACH CA)
CA
02/09/2012 - 10/11/2012
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WOODLAND HILLS CA)
CA
03/26/2009 - 12/31/2011
CUNA BROKERAGE SERVICES, INC. (HUNTINGTON BEACH CA)
CA
08/04/2008 - 02/26/2009
SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
CA
04/22/2008 - 09/09/2008
NRP FINANCIAL, INC. (MALIBU CA)
CA
12/11/2006 - 03/31/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (GARDENA CA)
CA
04/05/2006 - 12/11/2006
SECURITIES AMERICA, INC. (EL SEGUNDO CA)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Seitz is the right advisor for you? Invested Better is here to help.
