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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Aguilar is a financial advisor with over 6 years of experience in the industry. Richard is a Registered Principal and holds a Series 4, Series 7, Series 24, and Series 63 license. Richard is currently employed with Morgan Stanley in Sandy, UT. Richard has previously worked for E*TRADE SECURITIES LLC, Fidelity Brokerage Services LLC and PFS INVESTMENTS INC. Richard specializes in advising insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Richard also offers a variety of advisory services, including financial planning, asset allocation advice, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses, individuals, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
11/22/2022 - Present
Morgan Stanley (Sandy UT)
NJ
05/12/2022 - 09/05/2023
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
UT
09/09/2021 - 04/15/2022
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
GA
01/21/2021 - 02/12/2021
PFS INVESTMENTS INC. (DULUTH GA)
GA
10/31/2016 - 08/04/2020
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BC
Issued 11/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/01/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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