Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Yancy Kars is a financial advisor at Schwab Wealth Advisory, Inc. located in LONE TREE, CO. Richard has been in the financial industry since December 18, 1991, and holds several licenses and registrations, including Series 6, 7, 10, 63, 65, and SIE. Richard previously worked at Securities America, Inc., LPL Financial Corporation, Raymond James Financial Services, Inc., H&R Block Financial Advisors, Inc., Stifel, Nicolaus & Company, Incorporated, and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
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2
CO
01/02/2020 - Present
Schwab Wealth Advisory, Inc. (LONE TREE CO)
MI
12/02/2009 - 10/22/2012
SECURITIES AMERICA, INC. (BYRON CENTER MI)
SC
10/27/2004 - 08/04/2009
LPL FINANCIAL CORPORATION (FORT MILL SC)
FL
05/24/2002 - 06/29/2004
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MI
11/29/1995 - 06/04/2002
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
MO
04/26/1994 - 12/01/1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
09/12/1990 - 04/04/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/12/1990 - 04/04/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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