Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Maxwell is a financial advisor with over 44 years of experience in the financial services industry. Richard is currently registered with LPL Financial LLC and has been with the firm since October 2019. Previously, Richard was registered with FSC Securities Corporation from November 2005 to October 2019 and with Lincoln Financial Advisors Corporation from May 1979 to November 2005. Richard is a Certified Financial Planner™ professional and holds the Series 63, SIE, Series 7 and Series 1 licenses. Richard specializes in providing financial advice and services to individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/01/2019 - Present
LPL Financial LLC (NEW ALBANY OH)
OH
11/07/2005 - 10/03/2019
FSC SECURITIES CORPORATION (NEW ALBANY OH)
IN
05/16/1979 - 11/09/2005
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/16/1979 - 11/09/2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
09/10/1982 - 10/03/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
05/16/1979 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BC
Issued 05/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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