Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Willis Kite is an active investment advisor with over 40 years of experience in the financial industry. Richard has held various roles at several financial institutions, including Morgan Stanley DW Inc., PaineWebber Incorporated and UBS Financial Services Inc. Richard is currently registered with the state of California and is a principal at UBS Financial Services Inc. Richard offers a range of advisory services, including portfolio management, financial planning and educational seminars. Richard is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
02/11/2005 - Present
UBS Financial Services Inc. (INDIAN WELLS CA)
NY
02/18/1998 - 02/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
09/12/1978 - 02/18/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/06/1976 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
06/26/1974 - 05/29/1976
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
06/14/1972 - 07/10/1974
ROBERTS, SCOTT & CO., INC.
NA
05/15/1969 - 07/02/1972
DUPONT WALSTON, INCORPORATED
IA
Issued 01/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 09/06/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 10/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 05/12/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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