Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Weeks IV has been in the financial services industry since May 1994. Richard is a registered investment advisor representative with Hightower Advisors, LLC. Prior to joining Hightower, Richard was with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Richard has experience in providing investment advice and financial planning services to individuals, corporations, and institutions. Richard holds FINRA Series 7, 31, and 63 licenses, and is a registered Investment Advisor Representative in 14 states. Richard holds a Series 65 license and is a registered Investment Advisor Representative in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
VA
07/08/2011 - Present
Hightower Advisors, LLC (VIENNA VA)
VA
06/01/2009 - 07/27/2011
MORGAN STANLEY SMITH BARNEY (VIENNA VA)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VIENNA VA)
VA
02/07/2001 - 04/02/2007
MORGAN STANLEY DW INC. (VIENNA VA)
MD
05/02/1994 - 02/07/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 05/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Weeks iv is the right advisor for you? Invested Better is here to help.
