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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Wasson is a financial advisor with Lincoln Investment and Capital Analysts. Richard has been in the financial services industry since 2011. Richard holds several licenses, including Series 7, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 66, and Series 99TO. Richard is a registered representative in several states, including Colorado, Maine, Massachusetts, New Hampshire and South Carolina. Richard has experience providing financial planning and portfolio management services to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/07/2022 - Present
Lincoln Investment (Fort Washington PA)
MA
05/20/2020 - 11/04/2022
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NH
02/15/2019 - 05/21/2020
LINCOLN INVESTMENT (Dover NH)
MI
01/24/2019 - 02/15/2019
REGULUS ADVISORS, LLC (KENTWOOD MI)
NH
09/12/2018 - 01/25/2019
QUESTAR CAPITAL CORPORATION (DOVER NH)
NH
06/23/2017 - 09/07/2018
SIGNATOR INVESTORS, INC. (PORTSMOUTH NH)
NH
05/20/2011 - 06/12/2017
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BOTH
Issued 11/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/12/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/30/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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