Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Vynalek is a Financial Advisor at Prudential Investment Management Services LLC. Richard has been in the financial services industry since June 8, 1996. Richard holds FINRA Series 6, 7, 14, 24, 26, 63, SIE and 99TO licenses. Richard has previously worked at Global Atlantic Distributors, LLC, Simplicity Financial Investment Services, Inc., Symetra Securities, Inc., Hartford Investment Financial Services, LLC, Hartford Life Distributors, LLC, Hartford Securities Distribution Company, Inc., Hartford Equity Sales Company Inc. and ING Financial Advisers, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/17/2023 - Present
Prudential Investment Management Services LLC (Newark NJ)
CT
05/08/2019 - 06/14/2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)
CT
01/26/2017 - 04/22/2019
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC. (Hartford CT)
CT
12/03/2012 - 12/14/2016
SYMETRA SECURITIES, INC. (ENFIELD CT)
CT
03/07/2012 - 07/27/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
03/07/2012 - 07/27/2012
HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)
CT
03/07/2012 - 07/27/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
CT
05/02/2008 - 07/27/2012
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
08/14/1997 - 01/23/2007
ING FINANCIAL ADVISERS, LLC (HARTFORD CT)
MA
01/02/1997 - 07/03/1997
FIS SECURITIES, INC. (BOSTON MA)
IN
05/10/1994 - 12/31/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
MA
12/21/1992 - 05/15/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
12/21/1992 - 05/15/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 02/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1995
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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