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Richard William Vandiver

PFS Investments Inc.

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About Richard William Vandiver

Richard Vandiver has been in the financial industry since February 15, 1993. Richard is currently registered with PFS Investments Inc., a firm based in Duluth, Georgia. Richard is licensed to provide financial services in Alabama, Florida, Missouri, New York, Tennessee and Virginia. Richard has held previous registrations in several other states. Richard is a registered representative with Series 6, 63 and 26 licenses, as well as a Series 65 license. He holds a SIE license. Richard is also a Registered Investment Advisor. Richard has a long history of financial services experience and provides financial services to individual investors and businesses.

Firm Information

Richard Vandiver is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Vandiver’s Registration & Firm History

AL

07/11/2017 - Present

PFS Investments Inc. (HOOVER AL)

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Licenses & Designations

IA

Issued 06/27/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/12/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/31/1996

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard William Vandiver.
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