Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Smirl is a financial professional with over 20 years of experience in the financial services industry. Richard is currently registered with VP Distributors LLC in Hartford, CT. Richard has previously held positions with Russell Investments Implementation Services, LLC, William Blair, and Strong Investments, Inc. Richard holds a number of licenses and certifications, including Series 3, 7, 24, 63, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/24/2021 - Present
VP Distributors LLC (HARTFORD CT)
WA
08/14/2018 - 05/05/2021
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC (SEATTLE WA)
DE
11/08/2004 - 01/19/2018
WILLIAM BLAIR (WILMINGTON DE)
WI
10/03/2000 - 12/18/2003
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
BC
Issued 10/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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