Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Reinemann is a financial professional with over 20 years of experience in the industry. Richard is currently registered with Wedbush Securities Inc. and has previously been employed with firms such as SG Americas Securities, LLC and AXA Advisors, LLC. Richard has a wide range of experience and holds multiple licenses including Series 3, 7, 24, 55, 57, 66 and SIE. Richard offers various financial services including portfolio management, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/05/2019 - Present
Wedbush Securities Inc. (JERSEY CITY NJ)
NY
01/02/2015 - 11/08/2018
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
05/17/2006 - 01/02/2015
NEWEDGE USA, LLC (NEW YORK NY)
NY
08/04/2003 - 05/18/2006
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2015
Series 3 - National Commodity Futures Examination
BC
Issued 07/07/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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