Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Morrow is a financial advisor with Janney Montgomery Scott LLC. Richard has been in the financial services industry since 1993 and has extensive experience in providing financial planning and investment management services. Richard has a strong track record of success in helping his clients achieve their financial goals and is committed to providing personalized service and guidance. Richard holds Series 3, 7, 10, 31, 63, and 65 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
03/22/2023 - Present
Janney Montgomery Scott LLC (CHARLOTTE NC)
NC
02/23/2004 - 05/25/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NY
08/20/1993 - 02/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2001
Series 3 - National Commodity Futures Examination
BC
Issued 11/26/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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