Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Major is an investment professional with over two years of experience in the financial industry. Richard has a Series 63, Series 6TO, and SIE licenses. Richard's career has included work at Prudential Investment Management Services LLC and is currently affiliated with Empower Financial Services, Inc. Richard is registered to offer securities in 32 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/04/2024 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
06/23/2021 - 03/04/2024
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
BC
Issued 07/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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