Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard William Lewis is a securities professional with over 8 years of experience in the industry. Richard is currently registered with Ba Securities, LLC in Pennsylvania and Virginia. Richard holds Series 63, 65, 79TO, and SIE licenses. Richard is also registered with FINRA and the Securities Industry and Financial Markets Association (SIFMA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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PA
09/09/2024 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
BC
Issued 07/22/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/20/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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